SEC Form 4 · accession 0001209191-17-038263
MULTI COLOR Corp · LABL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon E. Birkett
Officer — Chief Financial Officer
Period of report
Jun 5, 2017
Accepted (ET)
Jun 7, 2017 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2017 | M | 3,500 | $12.31 | A | 6,342 | D | |
| Common Stock | Jun 5, 2017 | M | 1,500 | $13.31 | A | 7,842 | D | |
| Common StockF1 | Jun 5, 2017 | S | 5,000 | $86.2036 | D | 2,842 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF3,F2 | $12.31 | Jun 5, 2017 | M | 3,500 | D | May 5, 2011 | May 5, 2020 | Common Stock | 3,500 | 0 | D |
| Options to purchaseF3 | $13.31 | Jun 5, 2017 | M | 1,500 | D | Aug 11, 2011 | Aug 11, 2020 | Common Stock | 1,500 | 8,500 | D |
Explanation of responses
- F1The price reported in Column 4 is the weighted average purchase price. This transaction was executed in multiple trades at prices ranging from $85.50 to $86.65. The reporting person undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2700 options became exercisable on each of 5/5/2011, 5/5/2012, 5/5/2013, 5/5/2014 and 5/5/2015.
- F3Granted pursuant to the 2003 Stock Incentive Plan of Multi-Color Corporation.