SEC Form 4 · accession 0001209191-16-136728
MULTI COLOR Corp · LABL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Buse
Officer — Chief Operating Officer - W&S
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | M | 800 | $23.35 | A | 14,800 | D | |
| Common Stock | Aug 10, 2016 | M | 800 | $19.17 | A | 15,600 | D | |
| Common Stock | Aug 10, 2016 | M | 900 | $28.09 | A | 16,500 | D | |
| Common StockF1 | Aug 10, 2016 | S | 2,500 | $69.18 | D | 14,000 | D | |
| Common Stock | Aug 11, 2016 | M | 1,500 | $28.09 | A | 15,500 | D | |
| Common StockF2 | Aug 11, 2016 | S | 1,500 | $66.88 | D | 14,000 | D | |
| Common Stock | holding | — | — | — | 3,322 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF3 | $23.35 | Aug 10, 2016 | M | 800 | D | May 12, 2016 | May 12, 2021 | Common Stock | 800 | 0 | D |
| Options to purchaseF3 | $19.17 | Aug 10, 2016 | M | 800 | D | May 22, 2016 | May 22, 2022 | Common Stock | 800 | 800 | D |
| Options to purchaseF5,F4 | $28.09 | Aug 10, 2016 | M | 900 | D | May 16, 2014 | May 16, 2023 | Common Stock | 900 | 3,100 | D |
| Options to purchaseF5,F6 | $28.09 | Aug 11, 2016 | M | 1,500 | D | May 16, 2015 | May 16, 2023 | Common Stock | 1,500 | 1,600 | D |
Explanation of responses
- F1The price reported in Column 4 is the weighted average purchase price. This transaction was executed in multiple trades at prices ranging from $69.00 to $69.42. The reporting person undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The price reported in Column 4 is the weighted average purchase price. This transaction was executed in multiple trades at prices ranging from $66.84 to $66.89. The reporting person undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Granted pursuant to the 2003 Stock Incentive Plan of Multi-Color Corporation.
- F4800 options became exercisable on 5/16/2014 and 100 options became exercisable on 5/16/2015.
- F5Granted pursuant to the 2012 Stock Incentive Plan of Multi-Color Corporation.
- F6700 options became exercisable on 5/16/2015 and 800 options became exercisable on 5/16/2016.