SEC Form 4 · accession 0001209191-16-136727
MULTI COLOR Corp · LABL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon E. Birkett
Officer — Chief Financial Officer
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 11:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | M | 2,500 | $21.62 | A | 4,061 | D | |
| Common Stock | Aug 10, 2016 | M | 2,500 | $11.42 | A | 6,561 | D | |
| Common Stock | Aug 10, 2016 | S | 5,000 | $68.40 | D | 1,561 | D | |
| Common Stock | holding | — | — | — | 3,724 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF2,F1 | $21.62 | Aug 10, 2016 | M | 2,500 | D | Feb 28, 2009 | Feb 28, 2018 | Common Stock | 2,500 | 0 | D |
| Options to purchaseF2,F3 | $11.42 | Aug 10, 2016 | M | 2,500 | D | May 6, 2010 | May 6, 2019 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1500 options became exercisable on each of 2/28/2009, 2/28/2010, 2/28/2011, 2/29/2012 and 2/28/2013.
- F2Granted pursuant to the 2003 Stock Incentive Plan of Multi-Color Corporation.
- F3500 options became exercisable on each of 5/6/2010, 5/6/2011, 5/6/2012, 5/6/2013 and 5/6/2014.