SEC Form 4 · accession 0001209191-16-126977
MULTI COLOR Corp · LABL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Floyd E Needham
Officer — Chief Operating Officer - CPG
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | M | 1,500 | $23.35 | A | 3,452 | D | |
| Common Stock | Jun 8, 2016 | M | 1,500 | $19.17 | A | 4,952 | D | |
| Common Stock | Jun 8, 2016 | M | 1,500 | $28.09 | A | 6,452 | D | |
| Common Stock | Jun 8, 2016 | M | 3,000 | $35.98 | A | 9,452 | D | |
| Common Stock | Jun 8, 2016 | S | 7,500 | $63.3105 | D | 1,952 | D | |
| Common Stock | holding | — | — | — | 448 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF1 | $23.35 | Jun 8, 2016 | M | 1,500 | D | May 12, 2016 | May 12, 2021 | Common Stock | 1,500 | 0 | D |
| Options to purchaseF1 | $19.17 | Jun 8, 2016 | M | 1,500 | D | May 22, 2016 | May 22, 2022 | Common Stock | 1,500 | 1,500 | D |
| Options to purchaseF2 | $28.09 | Jun 8, 2016 | M | 1,500 | D | May 16, 2016 | May 16, 2023 | Common Stock | 1,500 | 3,000 | D |
| Options to purchaseF2,F3 | $35.98 | Jun 8, 2016 | M | 3,000 | D | Apr 1, 2015 | Apr 1, 2024 | Common Stock | 3,000 | 4,500 | D |
Explanation of responses
- F1Granted pursuant to the 2003 Stock Incentive Plan of Multi-Color Corporation.
- F2Granted pursuant to the 2012 Stock Incentive Plan of Multi-Color Corporation.
- F31,500 options became exercisable on each of 4/1/2015 and 4/1/2016.