SEC Form 4 · accession 0001209191-15-054576
MULTI COLOR Corp · LABL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Floyd E Needham
Officer — Chief Operating Officer - CPG
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2015 | M | 3,000 | $11.42 | A | 4,952 | D | |
| Common Stock | Jun 16, 2015 | M | 3,000 | $12.31 | A | 7,952 | D | |
| Common Stock | Jun 16, 2015 | M | 3,000 | $23.35 | A | 10,952 | D | |
| Common Stock | Jun 16, 2015 | M | 3,000 | $19.17 | A | 13,952 | D | |
| Common Stock | Jun 16, 2015 | M | 3,000 | $28.09 | A | 16,952 | D | |
| Common Stock | Jun 16, 2015 | S | 15,000 | $59.0394 | D | 1,952 | D | |
| Common Stock | holding | — | — | — | 439 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF1 | $11.42 | Jun 16, 2015 | M | 3,000 | D | May 6, 2014 | May 6, 2019 | Common Stock | 3,000 | 0 | D |
| Options to purchaseF1,F2 | $12.31 | Jun 16, 2015 | M | 3,000 | D | May 5, 2014 | May 5, 2020 | Common Stock | 3,000 | 0 | D |
| Options to purchaseF1,F3 | $23.35 | Jun 16, 2015 | M | 3,000 | D | May 12, 2014 | May 12, 2021 | Common Stock | 3,000 | 1,500 | D |
| Options to purchaseF1,F4 | $19.17 | Jun 16, 2015 | M | 3,000 | D | May 22, 2014 | May 22, 2022 | Common Stock | 3,000 | 3,000 | D |
| Options to purchaseF6,F5 | $28.09 | Jun 16, 2015 | M | 3,000 | D | May 16, 2014 | May 16, 2023 | Common Stock | 3,000 | 4,500 | D |
Explanation of responses
- F1Granted pursuant to the 2003 Stock Incentive Plan of Multi-Color Corporation.
- F21,500 options became exercisable on each of 5/5/2014 and 5/5/2015.
- F31,500 options became exercisable on each of 5/12/2014 and 5/12/2015.
- F41,500 options became exercisable on each of 5/22/2014 and 5/22/2015.
- F51,500 options became exercisable on each of 5/16/2014 and 5/16/2015.
- F6Granted pursuant to the 2012 Stock Incentive Plan of Multi-Color Corporation.