SEC Form 4 · accession 0001209191-16-155021
VICAL INC · VICL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vijay B Samant
Officer — President & CEO · Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 par valueF1,F2 | Dec 12, 2016 | S | 11,050 | $2.3905 | D | 101,582 | D | |
| Common Stock $.01 par valueF3 | Dec 13, 2016 | S | 4,649 | $2.4032 | D | 96,933 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a weighted average price per share. The prices actually ranged from $2.37 to $2.43. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Share amounts have been adjusted to give effect to a 1-for-10 reverse stock split on May 26, 2016.
- F3Represents a weighted average price per share. The prices actually ranged from $2.39 to $2.43. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.