SEC Form 4 · accession 0001209191-16-127752
VICAL INC · VICL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Merton
Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 14, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 par valueF1,F2 | Jun 13, 2016 | P | 4,900 | $4.292 | A | 13,978 | D | |
| Common Stock $.01 par valueF3 | Jun 14, 2016 | P | 4,100 | $4.4066 | A | 18,078 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a weighted average purchase price per share. The prices actually paid ranged from $4.271 to $4.319. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F2Such number reflects the 1-for-10 reverse stock split of the issuer's common stock on May 26, 2016, resulting in the Reporting Person's ownership of 81,703 fewer shares of common stock.
- F3Represents a weighted average purchase price per share. The prices actually paid ranged from $4.37 to $4.4379. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.