SEC Form 4 · accession 0001209191-16-122820
VICAL INC · VICL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vijay B Samant
Officer — President & CEO · Director
Period of report
May 20, 2016
Accepted (ET)
May 24, 2016 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819050
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy)F1 | $0.3564 | May 20, 2016 | A | 212,500 | A | May 20, 2016 | Jan 14, 2026 | Common Stock | 212,500 | 212,500 | D |
Explanation of responses
- F1On January 15, 2016, the reporting person was granted an option to purchase 212,500 shares of common stock, with vesting tied to performance-based objectives. The performance criteria have been met, resulting in vesting of the option as to 212,500 shares.