SEC Form 4 · accession 0001209191-16-122805
VICAL INC · VICL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Merton
Director
Period of report
May 20, 2016
Accepted (ET)
May 24, 2016 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819050
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy)F1 | $0.361 | May 20, 2016 | A | 65,000 | A | May 20, 2017 | May 19, 2026 | Common Stock, $.01 par value | 65,000 | 65,000 | D |
Explanation of responses
- F1The date in this field is approximate. These options are exercisable at the date of the next annual meeting of stockholders. The date of the meeting has not been set, but is expected to occur in May 2017.