SEC Form 4 · accession 0001209191-15-046462
VICAL INC · VICL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George J Morrow
Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 par valueF1,F2 | May 21, 2015 | A | 7,500 | $0.01 | A | 27,347 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy)F3 | $0.89 | May 21, 2015 | A | 50,000 | A | May 21, 2016 | May 20, 2025 | Common Stock, $.01 par value | 50,000 | 50,000 | D |
Explanation of responses
- F1Shares were acquired pursuant to a restricted stock grant.
- F2This balance includes 9,897 unvested shares subject to restricted stock units.
- F3The date in this field is approximate. These options are exercisable at the date of the next annual meeting of stockholders. The date of the meeting has not been set, but is expected to occur in May 2016.