SEC Form 4 · accession 0001209191-15-046431
VICAL INC · VICL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vijay B Samant
Officer — President & CEO · Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 12:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819050
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy)F1 | $1.07 | May 21, 2015 | A | 125,000 | A | May 21, 2015 | Jan 18, 2025 | Common Stock | 125,000 | 125,000 | D |
Explanation of responses
- F1On January 19, 2015, the reporting person was granted an option to purchase 125,000 shares of common stock, with vesting tied to performance-based objectives. The performance criteria have been met, resulting in vesting of the option as to 125,000 shares.