SEC Form 4 · accession 0001209191-15-036312
VICAL INC · VICL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Alan Ramos
Officer — VP, Chief Accounting Officer
Period of report
Apr 23, 2015
Accepted (ET)
Apr 27, 2015 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 par valueF2 | Apr 23, 2015 | S | 193 | $1.01 | D | 147,315 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of 193 shares of common stock to cover withholding taxes on restricted stock units released. The sale was affected by a broker pursuant to instructions set forth in a Rule 10b5-1 plan adopted by the Reporting Person and delivered to the broker on February 26, 2015.
- F2This balance includes 102,588 unvested shares subject to restricted stock units.