SEC Form 4 · accession 0000919574-18-004345
VICAL INC · VICL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
ARMISTICE CAPITAL, LLC
10% Owner
Armistice Capital Master Fund Ltd.
10% Owner
Steven Boyd
10% Owner
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2018 | P | 3,702 | $1.2654 | A | 3,017,444 | D | |
| Common StockF2 | Jun 20, 2018 | P$0 | 0 | $0.00 | A | 3,017,444 | I | See Footnote |
| Common StockF2 | Jun 20, 2018 | P$0 | 0 | $0.00 | A | 3,017,444 | I | See Footnote |
| Common StockF1 | Jun 21, 2018 | P | 140 | $1.254 | A | 3,017,584 | D | |
| Common StockF2 | Jun 21, 2018 | P$0 | 0 | $0.00 | A | 3,017,584 | I | See Footnote |
| Common StockF2 | Jun 21, 2018 | P$0 | 0 | $0.00 | A | 3,017,584 | I | See Footnote |
| Common StockF1 | Jun 22, 2018 | P | 14,520 | $1.2535 | A | 3,032,104 | D | |
| Common StockF2 | Jun 22, 2018 | P$0 | 0 | $0.00 | A | 3,032,104 | I | See Footnote |
| Common StockF2 | Jun 22, 2018 | P$0 | 0 | $0.00 | A | 3,032,104 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are directly owned by Armistice Capital Master Fund Ltd.
- F2The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.