SEC Form 4 · accession 0000939057-17-000516
SECURITY FEDERAL CORP · SFDL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis M Thomas Jr.
Director
Period of report
Dec 19, 2017
Accepted (ET)
Dec 20, 2017 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value 0.01 per shareF1 | Dec 19, 2017 | M | 1,000 | $23.49 | A | 13,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $23.49 | Dec 19, 2017 | M | 1,000 | D | — | Dec 31, 2017 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Includes 6,180 shares held jointly with spouse.
- F2The options were granted under the Issuer's 1999 Stock Option Plan and were exercisable at a rate of 20% per year beginning on January 1, 2013.