SEC Form 4 · accession 0001246360-17-001083
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Christopher T Clark
Officer — President & CEO Technologies
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | M | 16,247 | $0.00 | A | 25,406 | D | |
| Common StockF2 | Feb 24, 2017 | M | 8,416 | $0.00 | A | 33,822 | D | |
| Common StockF5 | Feb 24, 2017 | F | 11,455 | $62.79 | D | 22,367 | D | |
| Common Stock | holding | — | — | — | 57,687 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU (Restricted Stock Unit)F1,F3 | — | Feb 24, 2017 | M | 16,247 | D | Feb 24, 2017 | Feb 24, 2017 | Common Stock | 16,247 | 16,471 | D |
| PRSU (Performance Measured Restricted Stock Unit)F2,F4 | — | Feb 24, 2017 | M | 8,416 | D | Feb 24, 2017 | Feb 24, 2017 | Common Stock | 8,416 | 23,821 | D |
Explanation of responses
- F1Comprised of fifteen thousand nine hundred eighty-eight (15,988) vested RSUs plus two hundred fifty-nine (259) RSUs accrued through dividend equivalent rights, each as previously reported in this Table II.
- F2Comprised of eight thousand two hundred eighty-two (8,282) vested Performance Restricted Stock Units (PRSUs) plus one hundred thirty-four (134) DERs accrued through dividend equivalent rights, each as previously reported in this Table II.
- F3Restricted Stock Units (RSUs) convert into Common Stock on a one-for-one basis for no additional consideration.
- F4Performance Restricted Stock Units (PRSUs) convert into Common Stock on a one-for-one basis for no additional consideration.
- F5Shares withheld to cover taxes related to the vesting of the reporting person's RSUs and PRSUs.