SEC Form 4 · accession 0001246360-17-001082
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard M Wagner
Officer — VP & Corporate Controller
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | M | 1,590 | $0.00 | A | 8,742 | D | |
| Common StockF2 | Feb 24, 2017 | M | 617 | $0.00 | A | 9,359 | D | |
| Common StockF5 | Feb 24, 2017 | F | 1,553 | $62.79 | D | 7,806 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU (Restricted Stock Unit)F1,F3 | — | Feb 24, 2017 | M | 1,590 | D | Feb 24, 2017 | Feb 24, 2017 | Common Stock | 1,590 | 2,028 | D |
| PRSU (Performance Measured Restricted Stock Unit)F2,F4 | — | Feb 24, 2017 | M | 617 | D | Feb 24, 2017 | Feb 24, 2017 | Common Stock | 617 | 1,281 | D |
Explanation of responses
- F1Comprised of one thousand five hundred sixty-five (1,565) vested RSUs plus twenty-five (25) RSUs accrued through dividend equivalent rights, each as previously reported in this Table II.
- F2Comprised of six hundred eight (608) vested Performance Restricted Stock Units (PRSUs) plus nine (9) DERs accrued through dividend equivalent rights, each as previously reported in this Table II.
- F3Restricted Stock Units (RSUs) convert into Common Stock on a one-for-one basis for no additional consideration.
- F4Performance Restricted Stock Units (PRSUs) convert into Common Stock on a one-for-one basis for no additional consideration.
- F5Shares withheld to cover taxes related to the vesting of the reporting person's RSUs and PRSUs.