SEC Form 4 · accession 0001246360-17-000853
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T Clark
Officer — President & CEO Technologies
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | M | 55,900 | $25.91 | A | 55,916 | D | |
| Common StockF3 | Feb 16, 2017 | S | 55,900 | $60.341 | D | 16 | D | |
| Common Stock | Feb 17, 2017 | M | 8,600 | $25.91 | A | 8,616 | D | |
| Common StockF4 | Feb 17, 2017 | S | 8,600 | $63.051 | D | 16 | D | |
| Common Stock | holding | — | — | — | 57,687 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $25.91 | Feb 16, 2017 | M | 55,900 | D | — | Dec 8, 2018 | Common Stock | 55,900 | 55,900 | D |
| Stock OptionF1 | $25.91 | Feb 17, 2017 | M | 8,600 | D | — | Dec 8, 2018 | Common Stock | 8,600 | 47,300 | D |
Explanation of responses
- F1This option is fully vested and exercisable.
- F2This sale was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.06 to $60.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.