SEC Form 4 · accession 0001246360-16-007197
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Mosch
Officer — President & CEO Consumables
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 30,400 | $45.15 | A | 75,283 | D | |
| Common StockF3 | Nov 17, 2016 | S | 30,400 | $60.9328 | D | 44,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $45.15 | Nov 17, 2016 | M | 30,400 | D | — | Dec 10, 2017 | Common Stock | 30,400 | 0 | D |
Explanation of responses
- F1This option is fully vested and exercisable.
- F2This sale was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.90 to $61.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.