SEC Form 4/A · accession 0001246360-16-007010
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard M Wagner
Officer — VP & Corporate Controller
Period of report
Feb 25, 2016
Accepted (ET)
Oct 28, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 25, 2016 | M | 2,072 | $0.00 | A | 4,842 | D | |
| Common Stock | Feb 25, 2016 | F | 770 | $60.74 | D | 4,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU (Restricted Stock Unit)F1,F2 | — | Feb 25, 2016 | M | 2,072 | D | Feb 25, 2016 | Feb 25, 2016 | Common Stock | 2,072 | 3,599 | D |
Explanation of responses
- F1This amended Form 4 is filed solely for the purpose of reporting an aggregate of two (2) additional shares of common stock which were accrued through dividend equivalent rights (DERs) and not reported on the original Form 4.
- F2Comprised of two thousand thirty-nine (2,039) vested Restricted Stock Units (RSUs) plus thirty-three (33) DERs. The original Form 4 reported all RSUs and five (5) DERs. RSUs convert into common stock on a 1:1 basis for no additional consideration.