SEC Form 4 · accession 0001246360-16-006585
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maureen J. MacInnis
Officer — Sr VP & Chief HR Officer
Period of report
Aug 22, 2016
Accepted (ET)
Aug 24, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | M | 6,100 | $26.72 | A | 19,630 | D | |
| Common StockF2 | Aug 22, 2016 | S | 6,100 | $60.5265 | D | 13,530 | D | |
| Common Stock | Aug 23, 2016 | M | 11,550 | $26.72 | A | 25,080 | D | |
| Common StockF3 | Aug 23, 2016 | S | 11,550 | $60.653 | D | 13,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $26.72 | Aug 22, 2016 | M | 6,100 | D | — | Apr 14, 2019 | Common Stock | 6,100 | 11,550 | D |
| Stock OptionF1 | $26.72 | Aug 23, 2016 | M | 11,550 | D | — | Apr 14, 2019 | Common Stock | 17,650 | 0 | D |
Explanation of responses
- F1This option is fully vested and exercisable.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.5000 to $60.5800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.5500 to $60.7600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.