SEC Form 4 · accession 0001246360-16-006014
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C Alfano
Director
Period of report
May 25, 2016
Accepted (ET)
May 27, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | May 26, 2016 | S | 3,000 | $61.5822 | D | 8,758 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU (Restricted Stock Unit)F1,F2 | — | May 25, 2016 | A | 1,214 | A | May 25, 2017 | May 25, 2017 | Common Stock | 1,214 | 2,810 | D |
| Stock Option (Right to Buy)F3 | $61.77 | May 25, 2016 | A | 5,800 | A | May 25, 2017 | May 25, 2026 | Common Stock | 5,800 | 5,800 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of XRAY common stock.
- F2Restricted Stock Units vest in full one year from date of grant.
- F3Stock Options vest in full one year from date of grant.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.5800 to $61.5850, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.