SEC Form 4 · accession 0001246360-16-005985
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael C Alfano
Director
Period of report
May 21, 2016
Accepted (ET)
May 24, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2016 | M | 1,431 | $0.00 | A | 10,168 | D | |
| Common StockF1 | May 22, 2016 | M | 1,590 | $0.00 | A | 11,758 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU (Restricted Stock Unit)F2,F1 | — | May 21, 2016 | M | 1,431 | D | May 21, 2016 | May 21, 2016 | Common Stock | 1,431 | 3,186 | D |
| RSU (Restricted Stock Unit)F3,F1 | — | May 22, 2016 | M | 1,590 | D | May 22, 2016 | May 22, 2016 | Common Stock | 1,590 | 1,596 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) convert into Common Stock on a one-for-one basis.
- F2Comprised of 1,426 vested RSUs plus 5 RSUs accrued through dividend equivalent rights, each as previously reported in this Table II.
- F3Comprised of 1,567 vested RSUs plus 23 RSUs accrued through dividend equivalent rights, each as previously reported in this Table II.