SEC Form 4 · accession 0001246360-15-001167
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah Rasin
Officer — VP,Secretary & General Counsel
Period of report
Feb 21, 2015
Accepted (ET)
Feb 25, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2015 | M | 1,394 | $0.00 | A | 5,392 | D | |
| Common Stock | Feb 21, 2015 | M | 5,833 | $0.00 | A | 11,225 | D | |
| Common StockF4 | Feb 21, 2015 | F | 2,296 | $52.53 | D | 8,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRSUF1,F2 | $52.53 | Feb 21, 2015 | M | 1,394 | D | Feb 21, 2015 | — | Common Stock | 1,394 | 1,804 | D |
| RSU (Restricted Stock Unit)F1,F3 | $52.53 | Feb 21, 2015 | M | 5,833 | D | Feb 21, 2015 | — | Common Stock | 5,833 | 12,709 | D |
| Stock OptionF5 | $52.00 | Feb 23, 2015 | A | 18,200 | A | Feb 23, 2016 | Feb 23, 2025 | Common Stock | 18,200 | 18,200 | D |
| RSU (Restricted Stock Unit)F6,F2 | $0.00 | Feb 23, 2015 | A | 3,894 | A | Feb 23, 2018 | — | Common Stock | 3,894 | 16,603 | D |
| PRSUF6,F2 | $0.00 | Feb 24, 2015 | A | 2,128 | A | Feb 24, 2017 | — | Common Stock | 2,128 | 3,932 | D |
Explanation of responses
- F1Vesting of PRSU granted on 2/21/2012 (previously reported on Form 4) along with accumulated dividends (issued on a quarterly basis and also reported on Form 4s since the date of grant).
- F2Not applicable to this transaction.
- F3Not applicable to this transaction.
- F4Amount withheld for taxes.
- F5Shares vest in annual one-third (1/3) increments over a three-year period ending February 23, 2018.
- F6Vests in full (restrictions lapse) 3 years from date of grant.