SEC Form 4 · accession 0001246360-15-000237
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Size
Officer — Senior VP
Period of report
Jan 9, 2015
Accepted (ET)
Jan 12, 2015 · 3:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2015 | M | 11,178 | $27.74 | A | 22,766 | D | |
| Common Stock | Jan 9, 2015 | S | 11,178 | $52.9684 | D | 11,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRSUF2,F1,F3,F4 | $0.00 | Jan 9, 2015 | A | 10 | A | — | — | Common Stock | 10 | 4,639 | D |
| RSU (Restricted Stock Unit)F5,F1,F3,F4 | $0.00 | Jan 9, 2015 | A | 26 | A | — | — | Common Stock | 26 | 21,052 | D |
| Stock Option | $27.74 | Jan 9, 2015 | M | 11,178 | D | Dec 13, 2006 | Dec 13, 2015 | Common Stock | 11,178 | 5,600 | D |
Explanation of responses
- F1Shares convert to common stock on a 1:1 basis.
- F2Dividend on existing vested or unvested Restricted Stock Unit (RSUs) awarded to Reporting Person, payable as additional units of Phantom Stock.
- F3Dividends vest simultaneously with Restricted Stock Units to which they related.
- F4Not applicable to this transaction.
- F5Dividend on existing vested or unvested Restricted Stock Unit (RSUs) awarded to Reporting Person, payable as additional units of Phantom Stock.
- F6The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person.