SEC Form 4 · accession 0001127602-18-010757
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald M Casey Jr.
Officer — President & CEO · Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | A | 17,740 | $0.00 | A | 17,740 | D | |
| Common Stock | Mar 6, 2018 | A | 74,508 | $0.00 | A | 92,248 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $56.37 | Mar 6, 2018 | A | 81,500 | A | Mar 6, 2019 | Mar 6, 2028 | Common Stock | 81,500 | 81,500 | D |
| Stock Option (Right to Buy)F4 | $56.37 | Mar 6, 2018 | A | 40,800 | A | Mar 6, 2021 | Mar 6, 2028 | Common Stock | 40,800 | 40,800 | D |
Explanation of responses
- F1Award consists entirely of Restricted Stock Units (RSUs) which vest in annual one-third (1/3) increments over a three-year period ending March 6, 2021.
- F2Award consists entirely of Restricted Stock Units (RSUs) which shall vest as follows: 25% on 3/6/2019; 25% on 3/6/2020; and the final 50% on 3/6/2021.
- F3Stock Options vest in annual one-third (1/3) increments over a three-year period ending March 6, 2021.
- F4Stock Options vest in full three (3) years from date of grant.