SEC Form 4 · accession 0001127602-18-008771
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Size
Officer — Interim President and COO
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | M | 4,215 | $0.00 | A | 24,255 | D | |
| Common StockF2 | Feb 23, 2018 | M | 4,682 | $0.00 | A | 28,937 | D | |
| Common StockF3 | Feb 23, 2018 | F | 2,563 | $57.67 | D | 26,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU (Restricted Stock Unit)F1,F4 | — | Feb 23, 2018 | M | 4,215 | D | Feb 23, 2018 | Feb 23, 2018 | Common Stock | 4,215 | 4,158 | D |
| PRSU (Performance Measured Restricted Stock Unit)F2,F5 | — | Feb 23, 2018 | M | 4,682 | D | Feb 23, 2018 | Feb 23, 2018 | Common Stock | 4,682 | 0 | D |
Explanation of responses
- F1Comprised of four thousand two hundred fifteen (4,215) vested RSUs plus sixty-eight (68) RSUs accrued through dividend equivalent rights, each as previously reported in this Table II.
- F2Comprised of four thousand six hundred seven (4,607) vested Performance Restricted Stock Units (PRSUs) plus seventy-five (75) DERs accrued through dividend equivalent rights, each as previously reported in this Table II.
- F3Shares withheld to cover taxes related to the vesting of the reporting person's RSUs and PRSUs.
- F4RSUs vest in full three years from date of grant and convert into common stock on a 1:1 basis for no additional consideration.
- F5PRSUs vest in full three years from date of grant and convert into common stock on a 1:1 basis for no additional consideration.