SEC Form 4 · accession 0001127602-18-008766
DENTSPLY SIRONA Inc. · XRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maureen J. MacInnis
Officer — Sr VP & Chief HR Officer
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | M | 3,225 | $0.00 | A | 23,097 | D | |
| Common StockF2 | Feb 23, 2018 | M | 3,584 | $0.00 | A | 26,681 | D | |
| Common StockF3 | Feb 23, 2018 | F | 2,009 | $57.67 | D | 24,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU (Restricted Stock Unit)F1,F4 | — | Feb 23, 2018 | M | 3,225 | D | Feb 23, 2018 | Feb 23, 2018 | Common Stock | 3,225 | 3,377 | D |
| PRSU (Performance Measured Restricted Stock Unit)F2,F5 | — | Feb 23, 2018 | M | 3,584 | D | Feb 23, 2018 | Feb 23, 2018 | Common Stock | 3,584 | 6 | D |
Explanation of responses
- F1Comprised of three thousand one hundred seventy-three (3,173) vested RSUs plus fifty-two (52) RSUs accrued through dividend equivalent rights, each as previously reported in this Table II.
- F2Comprised of three thousand five hundred twenty-six (3,526) vested Performance Restricted Stock Units (PRSUs) plus fifty-eight (58) DERs accrued through dividend equivalent rights, each as previously reported in this Table II.
- F3Shares withheld to cover taxes related to the vesting of the reporting person's RSUs and PRSUs.
- F4Restricted Stock Units (RSUs) convert into Common Stock on a one-for-one basis for no additional consideration.
- F5Performance Restricted Stock Units (PRSUs) convert into Common Stock on a one-for-one basis for no additional consideration.