SEC Form 5 · accession 0001426812-15-000001
HERON THERAPEUTICS, INC. /DE/ · HRTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000818033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Heron Therapeutics Common Stock | Apr 29, 2014 | S | 2,000 | $12.0638 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | May 7, 2014 | S | 1,000 | $12.50 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | Jun 24, 2014 | S | 1,000 | $13.1108 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | Jul 2, 2014 | S | 4,000 | $12.5478 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | Jul 24, 2014 | S | 1,000 | $9.10 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | Jul 29, 2014 | S | 1,000 | $9.0015 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | Jul 30, 2014 | S | 1,000 | $9.3155 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | Jul 31, 2014 | S | 1,000 | $9.2848 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | Sep 19, 2014 | S | 1,000 | $9.07 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | Sep 29, 2014 | S | 2,000 | $8.7433 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | Dec 19, 2014 | S | 1,000 | $9.33 | D | 79,238 | I | Pecuniary Interest |
| Heron Therapeutics Common Stock | holding | — | — | — | 79,238 | I | Pecuniary Interest |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F14
Remarks
Andrew R. Midler serves as (i) a managing member of Standard Pacific Capital Holdings LLC ("SPCH"), and (ii) the trustee of The Moses Trust (the "Trust"). Mr. Midler has voting and dispositive power over the shares reported herein that are beneficially owned by each of SPCH and the Trust, respectively. Mr. Midler disclaims beneficial ownership of all shares reported herein except to the extent of his pecuniary interests therein.