SEC Form 4 · accession 0001567619-16-003247
ACCURIDE CORP · ACW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Dauch
Officer — President & CEO · Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 18, 2016 | M | 663,078 | $0.00 | A | 1,058,256 | D | |
| Common Stock, par value $0.01 per share | Nov 18, 2016 | F | 214,084 | $2.58 | D | 844,172 | D | |
| Common Stock, par value $0.01 per share | Nov 18, 2016 | D | 844,172 | $2.58 | D | 0 | D | |
| Common Stock, par value $0.01 per share | Nov 18, 2016 | D | 10,000 | $2.58 | D | 0 | I | By Spouse |
| Common Stock, par value $0.01 per share | Nov 18, 2016 | D | 40,432 | $2.58 | D | 0 | I | By the Richard F. Dauch Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 18, 2016 | M | 663,078 | D | — | — | Common Stock | 663,078 | 0 | D |
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger, dated September 2, 2016 (the "Merger Agreement"), by and among the Issuer, Armor Parent Corp. and Armor Merger Corp., each restricted stock unit held by the reporting person at the effective time of the transactions contemplated by the Merger Agreement was automatically vested and was converted into one share of the Issuer's Common Stock.