SEC Form 4 · accession 0001140361-16-078903
ACCURIDE CORP · ACW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gordon Adams
Officer — President, Brillion Iron Works
Period of report
Sep 2, 2016
Accepted (ET)
Sep 6, 2016 · 2:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2016 | M | 8,550 | $0.00 | A | 45,866 | D | |
| Common Stock | Sep 2, 2016 | F | 2,993 | $2.58 | D | 42,873 | D | |
| Common StockF1 | Sep 2, 2016 | M | 14,706 | $0.00 | A | 57,579 | D | |
| Common Stock | Sep 2, 2016 | F | 5,149 | $2.58 | D | 52,430 | D | |
| Common StockF1 | Sep 2, 2016 | M | 16,132 | $0.00 | A | 68,562 | D | |
| Common Stock | Sep 2, 2016 | F | 5,648 | $2.58 | D | 62,914 | D | |
| Common StockF1 | Sep 2, 2016 | M | 29,869 | $0.00 | A | 92,783 | D | |
| Common Stock | Sep 2, 2016 | F | 10,456 | $2.58 | D | 82,327 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Sep 2, 2016 | M | 8,550 | D | — | — | Common Stock | 8,550 | 0 | D |
| Restricted Stock UnitF1 | — | Sep 2, 2016 | M | 14,706 | D | — | — | Common Stock | 14,706 | 0 | D |
| Restricted Stock UnitF1 | — | Sep 2, 2016 | M | 16,132 | D | — | — | Common Stock | 16,132 | 0 | D |
| Restricted Stock UnitsF1 | — | Sep 2, 2016 | M | 29,869 | D | — | — | Common Stock | 29,869 | 0 | D |
Explanation of responses
- F1In connection with Accuride's divestiture of its Brillion Iron Works subsidiary on September 2, 2016 and Mr. Adams' related separation from Accuride, Accuride's Board of Directors approved a modification to Mr. Adams' outstanding unvested restricted stock units such that they became vested as of September 2, 2016. They were originally received as a grant for which no consideration was paid.