SEC Form 4 · accession 0001140361-15-020919
ACCURIDE CORP · ACW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Alan Risch
Officer — SVP/Chief Financial Officer
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2015 | M | 3,602 | $0.00 | A | 28,909 | D | |
| Common Stock | May 18, 2015 | F | 1,562 | $3.97 | D | 27,347 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 18, 2015 | M | 3,602 | D | — | — | Common Stock | 3,602 | 0 | D |
Explanation of responses
- F1Shares were acquired upon the vesting and conversion of Restricted Stock Units, which were received as a grant for which no consideration was paid.
- F2Each Restricted Stock Unit ("RSU"), which was granted on 4/28/11, represents a contingent right to receive one share of Accuride common stock. 20% of the total number of RSU's granted vested on May 18, 2012, 20% of the total number of RSU's granted vested on May 18, 2013, 20% of the total number of RSU's granted vested on May 18, 2014 and the remaining 40% of the RSU's granted vested on May 18, 2015.