SEC Form 4 · accession 0001104659-15-077299
ACCURIDE CORP · ACW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2015 | P | 23,244 | $2.6103 | A | 4,182,716 | D | |
| Common StockF2 | Nov 5, 2015 | P | 16,781 | $2.6103 | A | 16,781 | D | |
| Common StockF3 | Nov 5, 2015 | P | 9,975 | $2.6103 | A | 1,153,655 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are directly owned by Cetus Capital II, LLC ("Cetus II"). Littlejohn Fund IV, L.P. ("Fund IV"), as the sole member of Cetus II, and Littlejohn Associates IV, L.L.C. ("Associates IV"), the general partner of Fund IV, may each be deemed to be the indirect beneficial owner of these shares. Each of Fund IV and Associates IV disclaim any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Fund IV or Associates IV is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- F2These shares are directly owned by Cetus Capital III, L.P. ("Cetus III"). Littlejohn Associates V, L.L.C. ("Associates V"), as the general partner of Cetus III may be deemed to be the indirect beneficial owner of these shares. Associate V disclaim any beneficial ownership of the shares included in this report except to the extent of its pecuniary interests therein, and this report shall not be deemed an admission that Associates V is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- F3These shares are directly owned by Littlejohn Opportunities Master Fund LP ("Opportunities Master Fund"). Littlejohn Opportunities GP LLC ("Opportunities GP"), the general partner of Opportunities Master Fund, may be deemed to be the indirect beneficial owner of these shares. Opportunities GP disclaims any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Opportunities GP is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.