SEC Form 4 · accession 0001209191-18-032015
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2018 | M | 20,000 | $24.33 | A | 67,069 | D | |
| Common Stock | May 17, 2018 | S | 20,000 | $43.00 | D | 47,069 | D | |
| Common StockF2 | holding | — | — | — | 184,655 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $24.33 | May 17, 2018 | M | 20,000 | D | — | Jan 26, 2019 | Common Stock | 20,000 | 126,282 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.
- F2The shares are held by EF Lee Family 2012 Irr Trust.
- F325% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013.