SEC Form 4 · accession 0001209191-18-030065
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
May 11, 2018
Accepted (ET)
May 14, 2018 · 8:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2018 | M | 41,333 | $24.33 | A | 88,402 | D | |
| Common Stock | May 11, 2018 | M | 6,000 | $32.53 | A | 94,402 | D | |
| Common StockF2 | May 11, 2018 | S | 40,933 | $43.1967 | D | 53,469 | D | |
| Common StockF3 | May 11, 2018 | S | 6,200 | $44.232 | D | 47,269 | D | |
| Common Stock | May 11, 2018 | S | 200 | $45.12 | D | 47,069 | D | |
| Common StockF4,F5 | holding | — | — | — | 184,655 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $24.33 | May 11, 2018 | M | 41,333 | D | — | Jan 26, 2019 | Common Stock | 41,333 | 153,667 | D |
| Director Stock Option (Right to Buy)F7 | $32.53 | May 11, 2018 | M | 6,000 | D | — | Oct 24, 2018 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.94, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.07 to $44.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Includes 2,690 shares previously reported as being held directly.
- F5The shares are held by EF Lee Family 2012 Irr Trust.
- F625% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013.
- F71/12th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month after the October 24, 2011 date of grant until fully vested on October 24, 2012.