SEC Form 4 · accession 0001209191-18-029915
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Russell J Knittel
Director
Period of report
May 11, 2018
Accepted (ET)
May 14, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2018 | M | 15,000 | $29.38 | A | 17,688 | D | |
| Common StockF2 | May 11, 2018 | S | 15,000 | $43.448 | D | 2,688 | D | |
| Common StockF3,F4 | holding | — | — | — | 19,577 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $29.38 | May 11, 2018 | M | 15,000 | D | — | May 19, 2018 | Common Stock | 15,000 | 190,307 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated August 15, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.35 to $44.32, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Includes 2,690 shares previously reported as being held directly.
- F4The shares are held by Russell J. Knittel and Veronica Knittel as Co-Trustees of The Knittel Revocable Living Trust.
- F51/24th of the total number of shares subject to the option vested and became exercisable on the last day of each month until fully vested on April 30, 2013.