SEC Form 4 · accession 0001209191-18-005202
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
Jan 23, 2018
Accepted (ET)
Jan 24, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2018 | M | 144,900 | $15.55 | A | 181,965 | I | By Trust |
| Common Stock | holding | — | — | — | 49,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $15.55 | Jan 23, 2018 | M | 144,900 | D | — | Jan 28, 2018 | Common Stock | 144,900 | 0 | D |
Explanation of responses
- F1The shares are held by EF Lee Family 2012 Irr Trust.
- F225% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 28, 2008 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter until fully vested on January 28, 2012.