SEC Form 4 · accession 0001209191-17-003974
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 17, 2017 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2017 | M | 44,375 | $19.63 | A | 46,685 | D | |
| Common StockF1 | holding | — | — | — | 34,761 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $19.63 | Jan 13, 2017 | M | 44,375 | D | — | Jan 23, 2017 | Common Stock | 44,375 | 0 | D |
Explanation of responses
- F1The shares are held by EF Lee Family 2012 Irr Trust.
- F225% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 23, 2007 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 23rd day of each month thereafter until fully vested on January 23, 2011.