SEC Form 4 · accession 0001209191-16-150308
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin D Barber
Officer — See Remarks
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 1,143 | $23.16 | A | 13,342 | D | |
| Common Stock | Nov 11, 2016 | M | 1,425 | $32.53 | A | 14,767 | D | |
| Common Stock | Nov 11, 2016 | M | 980 | $35.76 | A | 15,747 | D | |
| Common Stock | Nov 11, 2016 | M | 2,320 | $39.80 | A | 18,067 | D | |
| Common Stock | Nov 11, 2016 | M | 1,469 | $42.57 | A | 19,536 | D | |
| Common Stock | Nov 11, 2016 | M | 2,803 | $46.50 | A | 22,339 | D | |
| Common Stock | Nov 11, 2016 | S | 10,140 | $55.00 | D | 12,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $23.16 | Nov 11, 2016 | M | 1,143 | D | — | Oct 31, 2019 | Common Stock | 1,143 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $32.53 | Nov 11, 2016 | M | 1,425 | D | — | Oct 24, 2018 | Common Stock | 1,425 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $35.76 | Nov 11, 2016 | M | 980 | D | — | Jan 28, 2020 | Common Stock | 980 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $39.80 | Nov 11, 2016 | M | 2,320 | D | — | Aug 5, 2020 | Common Stock | 2,320 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $42.57 | Nov 11, 2016 | M | 1,469 | D | — | Apr 29, 2020 | Common Stock | 1,469 | 0 | D |
| Employee Stock Option (Right to Buy)F7 | $46.50 | Nov 11, 2016 | M | 2,803 | D | — | Oct 28, 2020 | Common Stock | 2,803 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016.
- F21/36th of the total number of shares subject to the option vested and became exercisable on the 29th day of each month following the October 31, 2012 date of grant until fully vested on October 29, 2015.
- F31/48th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month following the October 24, 2011 date of grant until fully vested on October 24, 2015.
- F41/36th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month following the January 28, 2013 date of grant until fully vested on January 28, 2016.
- F51/36th of the total number of shares subject to the option vested and became exercisable on the 5th day of each month following the August 5, 2013 date of grant until fully vested on August 5, 2016.
- F61/36th of the total number of shares subject to the option vested and became exercisable on the 29th day of each month following the April 29, 2013 date of grant until fully vested on April 29, 2016.
- F71/12th of the total number of shares subject to the options vested and became exercisable each quarter following the October 28, 2013 grant date until fully vested on October 28, 2016.
Remarks
The reporting person is the Senior Vice President and General Manager, Smart Display Division (SDD).