SEC Form 4 · accession 0001209191-16-147709
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Sanquini
Director
Period of report
Oct 28, 2016
Accepted (ET)
Nov 1, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2016 | A | 2,304 | $0.00 | A | 2,312 | D | |
| Common StockF2,F3,F4 | Oct 28, 2016 | A | 380 | — | A | 7,556 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F5 | $52.57 | Oct 28, 2016 | A | 2,900 | A | — | Oct 28, 2023 | Common Stock | 2,900 | 2,900 | D |
Explanation of responses
- F125% of the total number of deferred stock units shall vest and be delivered on January 31, 2017, April 30, 2017, July 31, 2017, and October 31, 2017.
- F2The shares were issued to the reporting person representing a portion of the director's annual retainer fee.
- F3Includes 420 shares previously reported as being held directly.
- F4The shares are held by the reporting person as Trustee of the Sanquini 2002 Living Trust, dated January 22, 2002.
- F51/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017.