SEC Form 4 · accession 0001209191-16-145387
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John McFarland
Officer — SVP, General Counsel & Sec.
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2016 | M | 278 | $46.08 | A | 7,726 | D | |
| Common Stock | Oct 5, 2016 | S | 278 | $60.00 | D | 7,448 | D | |
| Common Stock | Oct 6, 2016 | S | 1,526 | $65.00 | D | 5,922 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $46.08 | Oct 5, 2016 | M | 278 | D | — | Nov 4, 2020 | Common Stock | 278 | 279 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated May 13, 2016.
- F2One-third of the total number of shares subject to the option vested and became exercisable on November 4, 2014, and 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 4th day of each month thereafter until fully vested on November 4, 2016.