SEC Form 4 · accession 0001209191-16-135049
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John McFarland
Officer — SVP, General Counsel & Sec.
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 1, 2016 | F | 234 | $57.20 | D | 7,448 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $51.95 | Jul 29, 2016 | A | 2,725 | A | — | Jul 29, 2023 | Common Stock | 2,725 | 2,725 | D |
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.
- F2Includes 32 shares acquired under the Issuer's employee stock purchase plan in May 2016.
- F31/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the July 29, 2016 date of grant, until fully vested on July 29, 2019.