SEC Form 4 · accession 0001209191-15-079394
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Whims
Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 20,000 | $39.51 | A | 39,737 | D | |
| Common Stock | Nov 6, 2015 | M | 6,000 | $26.74 | A | 45,737 | D | |
| Common Stock | Nov 6, 2015 | S | 20,000 | $92.00 | D | 25,737 | D | |
| Common Stock | Nov 6, 2015 | S | 6,000 | $94.00 | D | 19,737 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $39.51 | Nov 6, 2015 | M | 20,000 | D | — | Nov 5, 2017 | Common Stock | 20,000 | 0 | D |
| Director Stock Option (Right to Buy)F3 | $26.74 | Nov 6, 2015 | M | 6,000 | D | — | Oct 25, 2017 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated April 30, 2015.
- F225% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the October 23, 2007 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 23rd day of each month thereafter until fully vested on October 23, 2011.
- F31/12th of the total number of shares subject to the option vested and became exercisable on the 25th day of each month until fully vested on October 25, 2011.