SEC Form 4 · accession 0001209191-15-078959
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 20,000 | $19.63 | A | 21,683 | D | |
| Common StockF2 | Nov 5, 2015 | S | 14,219 | $90.2059 | D | 7,464 | D | |
| Common StockF3 | Nov 5, 2015 | S | 5,781 | $91.3861 | D | 1,683 | D | |
| Common StockF4,F5 | holding | — | — | — | 33,084 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F6 | $19.63 | Nov 5, 2015 | M | 20,000 | D | — | Jan 23, 2017 | Common Stock | 20,000 | 44,375 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated May 29, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.99 to $90.90, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.90, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Includes 328 shares previously reported as being held directly.
- F5The shares are held by EF Lee Family 2012 Irr Trust.
- F625% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 23, 2007 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 23rd day of each month thereafter until fully vested on January 23, 2011.