SEC Form 4 · accession 0001209191-15-075336
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bretton Sewell
Officer — See Remarks
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2015 | M | 884 | $35.76 | A | 9,294 | D | |
| Common Stock | Oct 8, 2015 | M | 1,249 | $39.80 | A | 10,543 | D | |
| Common Stock | Oct 8, 2015 | S | 2,133 | $85.88 | D | 8,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $35.76 | Oct 8, 2015 | M | 884 | D | — | Jan 28, 2020 | Common Stock | 884 | 262 | D |
| Employee Stock Option (Right to Buy)F3 | $39.80 | Oct 8, 2015 | M | 1,249 | D | — | Aug 5, 2020 | Common Stock | 1,249 | 626 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated August 29, 2014.
- F21/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 28th day of each month following the date of grant until fully vested on January 28, 2016.
- F31/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 5th day of each month following the date of grant until fully vested on August 5, 2016.
Remarks
The reporting person is the SVP of Marketing and Business Development.