SEC Form 4 · accession 0001209191-15-075335
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2015 | M | 20,000 | $19.63 | A | 20,334 | D | |
| Common StockF2 | Oct 8, 2015 | S | 20,000 | $85.0528 | D | 334 | D | |
| Common StockF3,F4 | holding | — | — | — | 32,756 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F5,F6 | $19.63 | Oct 8, 2015 | M | 20,000 | D | — | Jan 23, 2017 | Common Stock | 20,000 | 64,375 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated May 29, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.99 to $85.29, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Includes 327 shares previously reported as being held directly.
- F4The shares are held by EF Lee Family 2012 Irr Trust.
- F5The exercise price and number of shares reflects the 3-for-2 stock split effected as a stock dividend paid on August 29, 2008.
- F625% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 23, 2007 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 23rd day of each month thereafter until fully vested on January 23, 2011.
Remarks
Exhibit List Exhibit 24 - Limited Power of Attorney