SEC Form 4 · accession 0001209191-15-072832
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bretton Sewell
Officer — See Remarks
Period of report
Sep 30, 2015
Accepted (ET)
Oct 1, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2015 | M | 3,200 | $26.04 | A | 11,610 | D | |
| Common Stock | Sep 30, 2015 | M | 1,458 | $42.57 | A | 13,068 | D | |
| Common Stock | Sep 30, 2015 | M | 2,088 | $46.50 | A | 15,156 | D | |
| Common Stock | Sep 30, 2015 | S | 3,200 | $78.01 | D | 11,956 | D | |
| Common Stock | Sep 30, 2015 | S | 3,546 | $81.88 | D | 8,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $26.04 | Sep 30, 2015 | M | 3,200 | D | — | May 22, 2019 | Common Stock | 3,200 | 18,151 | D |
| Employee Stock Option (Right to Buy)F3 | $42.57 | Sep 30, 2015 | M | 1,458 | D | — | Apr 29, 2020 | Common Stock | 1,458 | 417 | D |
| Employee Stock Option (Right to Buy)F4 | $46.50 | Sep 30, 2015 | M | 2,088 | D | — | Oct 28, 2020 | Common Stock | 2,088 | 1,493 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated August 29, 2014.
- F225% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the May 22, 2012 grant date, and 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 22nd day of each month thereafter until fully vested on May 22, 2016.
- F31/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 29th day of each month following the date of grant until fully vested on April 29, 2016.
- F41/12th of the total number of shares subject to the options vested or shall vest and became or shall become exercisable each quarter following the October 28, 2013 grant date until fully vested on October 28, 2016.
Remarks
The reporting person is the SVP of Marketing and Business Development.