SEC Form 4 · accession 0001209191-15-064160
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin D Barber
Officer — See Remarks
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2015 | M | 763 | $32.53 | A | 5,131 | D | |
| Common Stock | Aug 3, 2015 | M | 652 | $35.76 | A | 5,783 | D | |
| Common Stock | Aug 3, 2015 | M | 292 | $39.80 | A | 6,075 | D | |
| Common Stock | Aug 3, 2015 | M | 653 | $42.57 | A | 6,728 | D | |
| Common Stock | Aug 3, 2015 | M | 1,120 | $46.50 | A | 7,848 | D | |
| Common Stock | Aug 3, 2015 | M | 560 | $60.22 | A | 8,408 | D | |
| Common Stock | Aug 3, 2015 | M | 1,121 | $61.40 | A | 9,529 | D | |
| Common Stock | Aug 3, 2015 | M | 1,181 | $62.105 | A | 10,710 | D | |
| Common StockF2 | Aug 3, 2015 | S | 6,342 | $78.5361 | D | 4,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $32.53 | Aug 3, 2015 | M | 763 | D | — | Oct 24, 2018 | Common Stock | 763 | 1,425 | D |
| Employee Stock Option (Right to Buy)F4 | $35.76 | Aug 3, 2015 | M | 652 | D | — | Jan 28, 2020 | Common Stock | 652 | 980 | D |
| Employee Stock Option (Right to Buy)F5 | $39.80 | Aug 3, 2015 | M | 292 | D | — | Aug 5, 2020 | Common Stock | 292 | 2,320 | D |
| Employee Stock Option (Right to Buy)F6 | $42.57 | Aug 3, 2015 | M | 653 | D | — | Apr 29, 2020 | Common Stock | 653 | 1,469 | D |
| Employee Stock Option (Right to Buy)F7 | $46.50 | Aug 3, 2015 | M | 1,120 | D | — | Oct 28, 2020 | Common Stock | 1,120 | 2,803 | D |
| Employee Stock Option (Right to Buy)F8 | $60.22 | Aug 3, 2015 | M | 560 | D | — | Jan 27, 2021 | Common Stock | 560 | 3,363 | D |
| Employee Stock Option (Right to Buy)F9 | $61.40 | Aug 3, 2015 | M | 1,121 | D | — | Apr 28, 2021 | Common Stock | 1,121 | 3,923 | D |
| Employee Stock Option (Right to Buy)F10 | $62.105 | Aug 3, 2015 | M | 1,181 | D | — | Oct 24, 2021 | Common Stock | 1,181 | 3,544 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated February 28, 2015.
- F101/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the October 24, 2014 date of grant, until fully vested on October 24, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.01 to $78.8975, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F31/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 24th day of each month after the October 24, 2011 date of grant until fully vested on October 24, 2015.
- F41/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 28th day of each month following the date of grant until fully vested on January 28, 2016.
- F51/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 5th day of each month following the date of grant until fully vested on August 5, 2016.
- F61/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 29th day of each month following the date of grant until fully vested on April 29, 2016
- F71/12th of the total number of shares subject to the options vested or shall vest and became or shall become exercisable each quarter following the October 28, 2013 grant date until fully vested on October 28, 2016.
- F81/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the January 27, 2014 date of grant, until fully vested on January 27, 2017.
- F91/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the April 28, 2014 date of grant, until fully vested on April 28, 2017.
Remarks
The reporting person is the Senior Vice President and General Manager, Smart Display Division (SDD).