SEC Form 4 · accession 0001209191-15-063813
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John McFarland
Officer — SVP, General Counsel & Sec.
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 31, 2015 | F | 234 | $79.38 | D | 4,353 | D | |
| Common Stock | Aug 3, 2015 | M | 833 | $46.08 | A | 5,186 | D | |
| Common Stock | Aug 3, 2015 | S | 1,614 | $78.75 | D | 3,572 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $79.38 | Jul 31, 2015 | A | 3,000 | A | — | Jul 31, 2022 | Common Stock | 3,000 | 3,000 | D |
| Employee Stock Option (Right to Buy)F5 | $46.08 | Aug 3, 2015 | M | 833 | D | — | Nov 4, 2020 | Common Stock | 833 | 4,446 | D |
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.
- F2Includes 29 shares acquired under the Issuer's employee stock purchase plan in May 2015.
- F3The shares were sold pursuant to a 10b5-1 Sales Plan dated February 19, 2015.
- F41/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the July 31, 2015 date of grant, until fully vested on July 31, 2018.
- F5One-third of the total number of shares subject to the option vested and became exercisable on November 4, 2014, and 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 4th day of each month thereafter until fully vested on November 4, 2016.