SEC Form 4 · accession 0001209191-15-048478
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | M | 11,750 | $20.47 | A | 12,411 | D | |
| Common Stock | May 28, 2015 | S | 7,750 | $99.99 | D | 4,661 | D | |
| Common Stock | May 28, 2015 | S | 4,000 | $100.00 | D | 661 | D | |
| Common StockF2 | May 28, 2015 | S | 9,213 | $99.99 | D | 32,429 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $20.47 | May 28, 2015 | M | 11,750 | D | — | Jan 17, 2016 | Common Stock | 11,750 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated February 26, 2015.
- F2The shares are held by EF Lee Family 2012 Irr Trust.
- F325% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 17, 2006 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 17th day of each month thereafter until fully vested on January 17, 2010.