SEC Form 4 · accession 0001209191-15-046897
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson C Chan
Director
Period of report
May 22, 2015
Accepted (ET)
May 26, 2015 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2015 | M | 9,375 | $31.83 | A | 22,247 | D | |
| Common StockF2 | May 22, 2015 | S | 9,375 | $96.7686 | D | 12,872 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $31.83 | May 22, 2015 | M | 9,375 | D | — | Apr 27, 2019 | Common Stock | 9,375 | 9,375 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated February 20, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.65 to $96.945, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F325% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the April 27, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 27th day of each month thereafter until fully vested on April 27, 2013.